Evaluation of swelling-shrinkage of expansive soil based on subjective and objective weighting and efficiency coefficient methods
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摘要:
膨胀土胀缩等级的分类是治理膨胀土工作中的首要问题, 为了精确评价膨胀土胀缩性, 便于现场安全施工, 防灾减灾, 将功效系数法应用于膨胀土胀缩等级的分类问题中。选用液限、胀缩总率、塑性指数、天然含水率和自由膨胀率为评价指标, 采用德尔菲法和熵权法相结合的主客观赋权确定各指标的权重系数, 通过计算样本总功效系数值来确定最终评价结果, 建立了一个新的膨胀土胀缩等级评价模型, 选取19组膨胀土实测数据进行了模型检验, 其中有15组数据与其他方法进行了对比分析, 有4组数据与实际情况进行对比分析。研究结果表明: 与模糊数学、物元可拓法、变权靶心贴近度法和未知测度法对比分析的15组数据准确率达到93.3%;与实际情况对比的4组数据准确率达到了100%。研究成果证明了功效系数法用于膨胀土胀缩等级划分的合理性和有效性, 对膨胀土现场安全施工具有指导意义。
Abstract:Objective Classifying the swelling-shrinkage degree of expansive soil is a critical issue in their management of expansive soil. To prevent and mitigate engineering disasters, accurate evaluation of the swelling-shrinkage for expansive soil is essential. This study applies the efficacy coefficient method to classify the swelling-shrinkage grade of expansive soil.
Methods Five factors(the liquid limit, total swell-shrink ratio, plastic index, water content, and free swelling ratio) are selected as evaluation indices to comprehensively assess the swelling-shrinkage characteristics. The weight coefficients of these indices are determined using both objective and subjective weighting method, namely the Delphi method and information entropy theory. The final classification is obtained by calculating the total efficacy coefficient of the sample. A new model for evaluating the swelling-shrinkage grade of expansive soil is established using the efficacy coefficient method in combination with the subjective and objective weighting approach. The model is tested on 19 sets of field test data from relevant literature, with 15 groups of data compared to other methods and 4 groups of data compared to actual situation.
Results The accuracy of the model, when compared with extension theory, the variable weight and the unascertained measurement method, reached 93.3% for the 15 groups of data. For the 4 groups of data compared with the real-world conditions, the accuracy reached 100%.
Conclusion The proposed model is both reasonable and effective in classifying the swelling-shrinkage grade of expansive soil, offering valuable guidance for the safe construction of expansive soil projects.
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胀缩等级 液限/% 胀缩总率/% 塑性指数/% 天然含水率/% 自由膨胀率/% Ⅰ(极高) [55, 59] [6, 8] [35, 45] [5, 15) [85, 99] Ⅱ(高) [50, 55) [4, 6) [25, 35) [15, 25) [70, 85) Ⅲ(中) [45, 50) [2, 4) [18, 25) [25, 35) [55, 70) Ⅳ(低) [40, 45) [0.7, 2) [12, 18) [35, 45] [40, 55) 表 2 膨胀土评价指标的满意值和不允许值
Table 2. Satisfactory value and unacceptable value of the evaluation indices of expansive soil
评价指标 液限/% 胀缩总率/% 塑性指数/% 天然含水率/% 自由膨胀率/% 满意值 59 8 45 5 99 不允许值 40 0.7 12 45 40 表 3 各评价因子主观权重
Table 3. Subjective weights of each evaluation factor
指标 液限 胀缩总率 塑性指数 天然含水率 自由膨胀率 a1 3 10 6 8 4 a2 4 9 7 9 4 a3 3 10 5 9 4 信息熵Ei 3.333 3 9.666 7 6.000 0 8.666 7 4.000 0 方差δ2 0.333 3 0.333 3 1.000 0 0.333 3 0.000 0 主观权重ωia 0.105 3 0.305 2 0.189 5 0.273 7 0.126 3 注:a1, a2, a3分别为第1,2,3位专家评分 表 4 各评价因子客观权重
Table 4. Objective weights of each evaluation factor
指标 液限 胀缩总率 塑性指数 天然含水率 自由膨胀率 信息熵Ei 0.995 8 0.963 5 0.981 6 0.965 6 0.991 9 偏差度Di 0.004 2 0.036 5 0.018 4 0.034 4 0.008 1 客观熵权ωib 0.041 8 0.359 6 0.180 9 0.338 4 0.079 4 表 5 膨胀土评价指标的主客观赋权
Table 5. Combined subjective and objective weights of expansive soil evaluation indices
指标 液限 胀缩总率 塑性指数 天然含水率 自由膨胀率 主观权重ωia 0.105 3 0.305 2 0.189 5 0.273 7 0.126 3 客观权重ωib 0.041 8 0.359 6 0.180 9 0.338 4 0.079 4 综合权重ωi 0.073 6 0.332 4 0.185 2 0.306 1 0.102 8 表 6 膨胀等级分析
Table 6. Expansion grade analysis
胀缩等级 总功效系数 说明 Ⅰ(极高) ≥90 胀缩性极高,灾害风险很高 Ⅱ(高) [80, 90) 胀缩性高,灾害风险高 Ⅲ(中) [70, 80) 胀缩性中等,灾害风险低 Ⅳ(低) [60, 70) 胀缩性弱,灾害风险极低 表 7 膨胀土胀缩等级计算结果与其他方法对比分析
Table 7. Comparison and analysis of the calculation results of the swelling-shrinking grade of expansive soil with other methods
样本序号 评价指标[23-24] 总功效系数 膨胀土胀缩等级 液限/% 胀缩总率/% 塑性指数/% 天然含水率/% 自由膨胀率/% 本研究 可拓法[25] 改进可拓法[26] 变权靶心贴近度法[27] 未知测度法[12] 样本1 60 7.0 36.0 20 80.0 90.906 Ⅰ Ⅰ Ⅰ Ⅰ Ⅰ 样本2 50 5.0 36.0 27 66.0 82.753 Ⅱ Ⅱ Ⅱ Ⅱ Ⅱ 样本3 47 4.0 24.0 29 70.0 76.865 Ⅲ Ⅲ Ⅲ Ⅲ Ⅲ 样本4 57 6.0 25.0 33 61.0 80.000 Ⅱ Ⅱ Ⅱ Ⅲ Ⅱ 样本5 66 7.0 35.0 14 83.0 93.609 Ⅰ Ⅰ Ⅰ Ⅰ Ⅰ 样本6 57 5.0 29.0 20 74.0 84.605 Ⅱ Ⅱ Ⅱ Ⅱ Ⅱ 样本7 44 4.0 23.0 24 74.0 78.266 Ⅲ Ⅲ Ⅲ Ⅲ Ⅲ 样本8 43 1.4 16.0 44 56.0 63.306 Ⅳ Ⅳ Ⅳ Ⅳ Ⅳ 样本9 42 3.3 21.0 44 53.0 67.826 Ⅳ Ⅳ Ⅳ Ⅳ Ⅳ 样本10 47 5.0 27.0 37 59.0 75.982 Ⅲ Ⅲ Ⅲ Ⅲ Ⅲ 样本11 44 4.5 38.0 14 88.0 87.719 Ⅱ Ⅱ Ⅰ Ⅰ Ⅰ 样本12 55 6.0 38.0 14.7 88.0 91.452 Ⅰ Ⅰ Ⅰ Ⅰ Ⅰ 样本13 63 8.0 42.0 10 84.0 98.477 Ⅰ Ⅰ Ⅰ Ⅰ Ⅰ 样本14 53 4.2 18.5 40 41.5 70.662 Ⅲ Ⅲ Ⅲ Ⅲ Ⅳ 样本15 41 0.65 13.0 44 51.0 60.559 Ⅳ Ⅳ Ⅳ Ⅳ Ⅳ 注:Ⅰ,Ⅱ,Ⅲ,Ⅳ分别表示膨胀土胀缩等级为极高、高、中、低,下同 表 8 膨胀土胀缩等级计算结果与实际结果对比分析
Table 8. Comparison and analysis of the calculated results of the swelling-shrinking grades of expansive soil with the actual results
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