Dynamic selection of optimal tunnel convergence prediction model for a probabilistic deformation prediction
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摘要:
高地应力或复杂地质条件下隧道围岩极易变形侵限。在隧道施工期对围岩的变形趋势与收敛变形值进行超前判识, 对保障施工人员安全、提高隧道施工效率具有重要意义。传统单一预测模型难以适应隧道收敛变形的动态变化, 预测效果有限。建立了一个基于连续贝叶斯反分析方法和最优模型选择的围岩收敛变形动态预测模型, 利用隧道收敛变形监测信息作为观察值, 对用于围岩收敛变形曲线预测的3种经验模型参数进行了连续更新校准, 选择最优模型预测围岩最终收敛变形值并量化其不确定性。将该模型应用于白马隧道9个断面16组测点的围岩收敛变形预测, 预测与监测的最终收敛变形量平均相对误差仅3.22%。动态预测模型仅需开挖后10 d的观测数据即可有效预测40 d的最终变形收敛结果, 为全断面开挖法隧道围岩变形侵限和大变形灾害防治提供了重要技术支撑。
Abstract:Objective In high geostress or complex geological conditions, tunnel convergence frequently exceeds the threshold, resulting in damage to support structures and, in extreme cases, tunnel collapse. Accurately predicting the deformation trend and convergence of surrounding rock during tunnel construction is crucial to ensuring the safety of workers and improving construction efficiency. Traditional single prediction models struggle to adapt to the dynamic nature of tunnel convergence, limiting their predictive accuracy.
Methods To address this, this study introduces a dynamic prediction model for tunnel convergence based on continuous Bayesian updating and an optimal model selection strategy. Utilizing real-time monitoring data of tunnel convergence deformation, the parameters in three empirical models are continuously updated and refined. The optimal model is then selected to predict the final convergence deformation of the surrounding rock and quantify its associated uncertainty.
Results The model was tested on 16 measurement points across 9 sections of the Baima Tunnel, achieving a mean relative error of only 3.22% between the predicted and monitored final convergence rates.
Conclusion Additionally, with just 10 days of observed data, the model can forecast the final convergence deformation for up to 40 days post-excavation, offering valuable technical support for preventing squeezing disasters in the full-section tunnel excavation.
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Key words:
- tunnel /
- convergence /
- dynamic forecasting /
- model selection /
- Bayesian theory
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表 1 经验模型1的随机变量先验信息
Table 1. Prior information of random variables for empirical model 1
随机变量 X/m T/d C∞x/mm m 均值 20.00 2.20 24.80 3.89 标准差 2.00 0.22 2.48 0.39 变异系数 0.10 0.10 0.10 0.10 分布类型 正态 正态 正态 正态 注:X,T,C∞x, m含义见公式(1) 表 2 随机变量的后验统计信息
Table 2. Posterior statistical information of random variables
经验模型1 经验模型2 经验模型3 随机变量 均值 标准差 随机变量 均值 标准差 随机变量 均值 标准差 X/m 21.28 2.36 dx*/mm 21.31 10.24 a 21.39 3.79 T/d 2.37 0.26 Y/m 17.88 4.54 σε 2.16 1.26 C∞x/mm 26.95 2.66 dt*/mm 51.19 10.70 — — — m 4.20 0.44 Q/d 12.07 1.74 — — — σε 2.13 1.35 σε 2.02 1.35 — — — 模型证据权重 0.327 8 模型证据权重 0.362 3 模型证据权重 0.309 9 注:σε.模型偏差系数标准差, 其余随机变量的含义见公式(1)~(3),下同 表 3 K39+405断面拱顶沉降第2~10次模型选择的模型证据权重
Table 3. Model evidence weights for the 2nd to 10th model selection of K39+405 vault settlement
模型类别 第2次选择 第3次选择 第4次选择 第5次选择 第6次选择 第7次选择 第8次选择 第9次选择 第10次选择 经验模型1 0.345 0 0.129 7 0.052 0 0.009 7 0.002 2 0.000 3 0.000 1 0.000 1 0.000 1 经验模型2 0.440 3 0.762 9 0.854 6 0.952 0 0.974 4 0.990 2 0.994 0 0.999 2 0.999 6 经验模型3 0.214 7 0.107 4 0.093 4 0.038 3 0.023 3 0.009 5 0.005 9 0.000 7 0.000 3 表 4 K39+405断面拱顶沉降最优模型随机变量的后验信息统计(经验模型2)
Table 4. Posterior statistical information of random variables for the optimal model of K39+405 vault settlement
第2次更新 第3次更新 第4次更新 随机变量 均值 标准差 随机变量 均值 标准差 随机变量 均值 标准差 dx*/mm 17.02 8.50 dx*/mm 13.65 5.58 dx*/mm 13.38 4.42 Y/m 16.40 4.80 Y/m 14.78 4.02 Y/m 14.01 4.13 dt*/mm 49.45 10.57 dt*/mm 48.55 9.52 dt*/mm 46.36 9.08 Q/d 11.49 1.87 Q/d 10.80 1.64 Q/d 11.00 1.47 σε 0.83 1.02 σε 0.21 0.35 σε 0.15 0.16 第5次更新 第6次更新 第7次更新 随机变量 均值 标准差 随机变量 均值 标准差 随机变量 均值 标准差 dx*/mm 13.86 3.58 dx*/mm 13.53 3.60 dx*/mm 13.57 3.80 Y/m 13.00 3.61 Y/m 12.33 3.13 Y/m 12.17 2.89 dt*/mm 43.87 8.36 dt*/mm 44.43 8.03 dt*/mm 41.69 7.18 Q/d 11.46 1.42 Q/d 11.67 1.43 Q/d 11.01 1.78 σε 0.10 0.08 σε 0.08 0.05 σε 0.07 0.03 第8次更新 第9次更新 第10次更新 随机变量 均值 标准差 随机变量 均值 标准差 随机变量 均值 标准差 dx*/mm 14.49 2.54 dx*/mm 12.71 1.67 dx*/mm 14.31 1.78 Y/m 13.46 2.23 Y/m 10.49 1.88 Y/m 12.03 1.56 dt*/mm 43.50 5.50 dt*/mm 44.24 3.62 dt*/mm 45.19 3.98 Q/d 11.77 1.87 Q/d 11.60 1.14 Q/d 12.86 1.87 σε 0.07 0.03 σε 0.05 0.02 σε 0.04 0.02 表 5 K39+695断面周边收敛的模型证据权重
Table 5. Model evidence weights for the convergence around K39+695
模型类别 第1次选择 第2次选择 第3次选择 第4次选择 第5次选择 第6次选择 第7次选择 第8次选择 第9次选择 第10次选择 第11次选择 经验模型1 0.169 2 0.067 9 0.011 6 0.002 2 0.000 4 0.000 1 0.000 1 0.000 1 0.000 1 0.000 1 0.000 1 经验模型2 0.238 3 0.152 2 0.068 8 0.033 9 0.019 5 0.004 8 0.003 0 0.014 9 0.261 8 0.017 8 0.005 4 经验模型3 0.592 5 0.779 9 0.919 6 0.963 9 0.980 1 0.995 1 0.996 9 0.985 1 0.738 0 0.982 1 0.994 5 表 6 16组测点动态预测模型的计算结果
Table 6. Computational results of dynamic prediction models for 16 groups of measuring points
测点编号 桩号、围岩级别及测点位置 预测次数 最优模型选择 模型预测结果 实际测量值 Uobs/mm 相对误差 $\Delta U=\frac{\left|U_{\mathrm{m}}-U_{\mathrm{obs}}\right|}{U_{\mathrm{obs}}} / \%$ 均值Um/mm 标准差σ/mm 变异系数 1 K39+405(Ⅴ)拱顶沉降 10 经验模型2 57.34 4.29 0.07 60.36 5.00 2 K39+405(Ⅴ)周边收敛 10 经验模型2 53.95 5.74 0.11 58.47 7.73 3 K39+655(Ⅴ)拱顶沉降 8 经验模型3 73.89 1.83 0.02 75.13 1.65 4 K39+655(Ⅴ)周边收敛 11 经验模型3 55.66 5.67 0.10 54.56 2.02 5 K39+695(Ⅴ)拱顶沉降 9 经验模型3 76.85 7.04 0.09 76.57 0.37 6 K39+695(Ⅴ)周边收敛 11 经验模型3 69.92 6.46 0.09 68.90 1.48 7 K39+790(Ⅴ)拱顶沉降 11 经验模型3,2 65.72 7.70 0.12 71.47 8.05 8 K39+790(Ⅴ)周边收敛 10 经验模型3 84.28 10.59 0.13 86.46 2.52 9 K39+820(Ⅴ)拱顶沉降 11 经验模型1 172.91 22.67 0.13 163.58 5.70 10 K39+830(Ⅴ)周边收敛 13 经验模型1 131.20 16.07 0.12 131.06 0.11 11 K40+090(Ⅴ)拱顶沉降 13 经验模型3,1 152.15 14.42 0.09 153.86 1.11 12 K40+090(Ⅴ)周边收敛 13 经验模型1 186.11 19.69 0.11 180.00 3.39 13 K40+160(Ⅴ)拱顶沉降 10 经验模型1 132.77 15.52 0.12 131.03 1.33 14 K40+160(Ⅴ)周边收敛 15 经验模型3,2 203.01 30.03 0.15 208.96 2.85 15 K40+180(Ⅴ)拱顶沉降 8 经验模型2 52.04 5.90 0.11 56.55 7.98 16 K40+180(Ⅴ)周边收敛 11 经验模型2 55.32 3.57 0.06 55.45 0.23 相对误差(ΔU)均值/% 3.22 注:K39+790拱顶沉降模型选择结果第1~5次预测选择经验模型3,第6~11次预测选择经验模型2;K40+090拱顶沉降模型选择结果第1~4次预测选择经验模型3,第5~13次选择经验模型1;K40+160周边收敛模型选择结果第1~3次预测选择经验模型3,第4~15次预测选择经验模型2 -
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